CAT
開拓重工 CATERPILLAR INC
+16.86 (+2.15%)799.58USD866K成交股數368B市值34.4本益比(近四季)4.9股價營收比+24.0%營收年增(近四季)2026-10-29下次財報
內部人交易 SEC Form 4 · 董事、高階主管與持股 10% 以上股東 · 交易後兩個營業日內申報
買賣點與股價近一年
● 公開市場買進 · ● 公開市場賣出 · 空心 = 10b5-1 預設計畫(事先排程,不代表當下看法)。近一年,只畫 P / S 兩種代碼。
統計
| 近 90 天 買進筆數 · 金額 · 人數 | 0 · 0.00 · 0 |
|---|---|
| 近 90 天 賣出筆數 · 金額 · 人數 | 14 · 26.2M · 1 |
| 其中 10b5-1 計畫賣出 | 0 筆 |
| 近 180 天 買進 · 賣出金額 | 219K · 114M |
| 近 180 天 淨額 | −114M |
公開市場買進(P)是內部人自掏腰包,通常比賣出更有資訊含量 —— 賣出的理由很多(繳稅、分散、買房),買進的理由只有一個。
10b5-1 是事先排定的交易計畫,執行時點不反映當下看法。獲配股票(A)、繳稅扣股(F)、選擇權執行(M)是薪酬流程,不是意見。
| 交易日 | 申報日 | 申報人 | 職稱 | 代碼 | 股數 | 價格 | 金額 | 交易後持股 | 原件 |
|---|---|---|---|---|---|---|---|---|---|
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出 | 280 | 802.10 | 225K | 65.7K | SEC |
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | M 選擇權執行 | 44.4K | 219.76 | 9.8M | 79.0K | SEC |
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出 | 3.0K | 810.31 | 2.5M | 45.7K | SEC |
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出 | 750 | 803.39 | 603K | 64.9K | SEC |
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出 | 480 | 800.19 | 384K | 66.5K | SEC |
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出 | 6.1K | 807.41 | 5.0M | 53.5K | SEC |
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出 | 3.4K | 806.31 | 2.7M | 59.7K | SEC |
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出 | 4.8K | 813.72 | 3.9M | 34.6K | SEC |
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出 | 520 | 803.86 | 418K | 64.4K | SEC |
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出 | 1.3K | 812.09 | 1.0M | 39.4K | SEC |
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | F 繳稅扣股 | 12.0K | 812.98 | 9.8M | 67.0K | SEC |
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出 | 1.4K | 805.36 | 1.1M | 63.0K | SEC |
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出 | 2.1K | 809.08 | 1.7M | 48.7K | SEC |
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出 | 2.6K | 808.20 | 2.1M | 50.9K | SEC |
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出 | 540 | 801.10 | 433K | 65.9K | SEC |
| 2026-08-28 | 09-01 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出 | 5.0K | 811.31 | 4.1M | 40.7K | SEC |
| 2026-06-10 | 06-11 | Marks Judith Fran | Director | A 獲配股票 | 211 | – | – | 1.9K | SEC |
| 2026-06-10 | 06-11 | Fish James C Jr | Director | A 獲配股票 | 211 | – | – | 3.7K | SEC |
| 2026-06-10 | 06-11 | WILKINS RAYFORD JR | Director | A 獲配股票 | 211 | – | – | 8.4K | SEC |
| 2026-06-10 | 06-11 | Johnson Gerald | Director | A 獲配股票 | 211 | – | – | 3.9K | SEC |
| 2026-06-10 | 06-11 | REED DEBRA L | Director | A 獲配股票 | 211 | – | – | 13.2K | SEC |
| 2026-06-10 | 06-11 | MacLennan David | Director | A 獲配股票 | 211 | – | – | 8.4K | SEC |
| 2026-06-10 | 06-11 | SCHWAB SUSAN C | Director | A 獲配股票 | 211 | – | – | 6.2K | SEC |
| 2026-06-10 | 06-11 | KEENE NAZZIC S | Director | A 獲配股票 | 211 | – | – | 728 | SEC |
| 2026-05-14 | 05-15 | Johnson Denise C | Group President | S 公開市場賣出 | 1.6K | 911.92 | 1.5M | 49.8K | SEC |
| 2026-05-14 | 05-15 | Johnson Denise C | Group President | S 公開市場賣出 | 2.3K | 908.76 | 2.1M | 53.4K | SEC |
| 2026-05-14 | 05-15 | Johnson Denise C | Group President | S 公開市場賣出 | 1.8K | 904.70 | 1.6M | 60.6K | SEC |
| 2026-05-14 | 05-15 | Johnson Denise C | Group President | S 公開市場賣出 | 1.6K | 909.70 | 1.4M | 51.8K | SEC |
| 2026-05-14 | 05-15 | Johnson Denise C | Group President | S 公開市場賣出 | 1.2K | 907.98 | 1.1M | 55.7K | SEC |
| 2026-05-14 | 05-15 | Johnson Denise C | Group President | S 公開市場賣出 | 2.3K | 905.73 | 2.0M | 58.4K | SEC |
| 2026-05-14 | 05-15 | Johnson Denise C | Group President | S 公開市場賣出 | 402 | 910.65 | 366K | 51.4K | SEC |
| 2026-05-14 | 05-15 | Johnson Denise C | Group President | F 繳稅扣股 | 3.5K | 910.55 | 3.2M | 62.4K | SEC |
| 2026-05-14 | 05-15 | Johnson Denise C | Group President | S 公開市場賣出 | 1.5K | 906.73 | 1.4M | 56.9K | SEC |
| 2026-05-14 | 05-15 | Johnson Denise C | Group President | M 選擇權執行 | 16.1K | 196.70 | 3.2M | 65.9K | SEC |
| 2026-05-13 | 05-14 | Johnson Denise C | Group President | F 繳稅扣股 | 1.7K | 911.61 | 1.6M | 56.0K | SEC |
| 2026-05-13 | 05-14 | Schaupp William E | Chief Accounting Officer | S 公開市場賣出 | 360 | 906.00 | 326K | 530 | SEC |
| 2026-05-13 | 05-14 | Johnson Denise C | Group President | M 選擇權執行 | 7.9K | 196.70 | 1.6M | 57.7K | SEC |
| 2026-05-13 | 05-14 | Johnson Denise C | Group President | S 公開市場賣出 | 2.6K | 910.24 | 2.4M | 49.8K | SEC |
| 2026-05-13 | 05-14 | Johnson Denise C | Group President | S 公開市場賣出 | 3.5K | 909.46 | 3.2M | 52.5K | SEC |
| 2026-05-11 | 05-12 | Fassino Anthony D. | Group President | S 公開市場賣出 | 15.4K | 916.75 | 14.2M | 46.9K | SEC |
| 2026-05-11 | 05-12 | Fassino Anthony D. | Group President | F 繳稅扣股 | 5.1K | 918.65 | 4.7M | 62.3K | SEC |
| 2026-05-11 | 05-12 | Fassino Anthony D. | Group President | M 選擇權執行 | 21.4K | 219.76 | 4.7M | 67.4K | SEC |
| 2026-05-11 | 05-12 | Pambianchi Christine M | Chief Human Resources Officer | F 繳稅扣股 | 224 | 912.03 | 204K | 3.1K | SEC |
| 2026-05-11 | 05-12 | Creed Joseph E | Chief Executive Officer | F 繳稅扣股 | 574 | 912.03 | 524K | 34.5K | SEC |
| 2026-05-11 | 05-12 | Fassino Anthony D. | Group President | S 公開市場賣出 | 843 | 917.73 | 774K | 46.0K | SEC |
| 2026-05-08 | 05-12 | Epley Kyle Joseph | Chief Financial Officer | A 獲配股票 | 515 | – | – | 17.7K | SEC |
| 2026-05-06 | 05-07 | De Lange Bob | Group President | S 公開市場賣出 | 9.8K | 923.47 | 9.0M | 86.0K | SEC |
| 2026-05-06 | 05-07 | Fassino Anthony D. | Group President | F 繳稅扣股 | 2.8K | 925.74 | 2.6M | 55.2K | SEC |
| 2026-05-06 | 05-07 | Fassino Anthony D. | Group President | S 公開市場賣出 | 8.8K | 926.23 | 8.2M | 46.4K | SEC |
| 2026-05-06 | 05-07 | De Lange Bob | Group President | F 繳稅扣股 | 3.9K | 923.38 | 3.6M | 110K | SEC |
| 2026-05-06 | 05-07 | Fassino Anthony D. | Group President | M 選擇權執行 | 12.0K | 219.76 | 2.6M | 58.0K | SEC |
| 2026-05-06 | 05-07 | BONFIELD ANDREW R J | CFO Emeritus | M 選擇權執行 | 7.7K | 338.65 | 2.6M | 72.3K | SEC |
| 2026-05-06 | 05-07 | BONFIELD ANDREW R J | CFO Emeritus | S 公開市場賣出 | 15.7K | 918.71 | 14.4M | 52.9K | SEC |
| 2026-05-06 | 05-07 | BONFIELD ANDREW R J | CFO Emeritus | M 選擇權執行 | 11.7K | 253.98 | 3.0M | 64.6K | SEC |
| 2026-05-06 | 05-07 | De Lange Bob | Group President | M 選擇權執行 | 28.1K | 127.60 | 3.6M | 114K | SEC |
| 2026-05-06 | 05-07 | De Lange Bob | Group President | S 公開市場賣出 | 14.5K | 922.55 | 13.3M | 95.8K | SEC |
| 2026-05-06 | 05-07 | BONFIELD ANDREW R J | CFO Emeritus | F 繳稅扣股 | 7.4K | 920.72 | 6.8M | 68.6K | SEC |
| 2026-05-06 | 05-07 | BONFIELD ANDREW R J | CFO Emeritus | M 選擇權執行 | 3.7K | 332.04 | 1.2M | 76.0K | SEC |
| 2026-05-06 | 05-07 | Fassino Anthony D. | Group President | S 公開市場賣出 | 350 | 926.83 | 324K | 46.0K | SEC |
| 2026-05-06 | 05-06 | Kaiser Jason | Group President | G 贈與 | 294 | – | – | 9.3K | SEC |
| 2026-05-05 | 05-06 | Shurman Rodney Michael | Group President | S 公開市場賣出 | 5.2K | 903.14 | 4.7M | 3.0K | SEC |
| 2026-05-05 | 05-06 | Shurman Rodney Michael | Group President | S 公開市場賣出 | 487 | 903.55 | 440K | 2.5K | SEC |
| 2026-05-05 | 05-06 | Shurman Rodney Michael | Group President | M 選擇權執行 | 5.6K | 253.98 | 1.4M | 8.2K | SEC |
| 2026-05-04 | 05-05 | Kaiser Jason | Group President | M 選擇權執行 | 7.9K | 253.98 | 2.0M | 17.5K | SEC |
| 2026-05-04 | 05-05 | Kaiser Jason | Group President | F 繳稅扣股 | 2.3K | 883.50 | 2.0M | 15.2K | SEC |
| 2026-05-04 | 05-05 | Kaiser Jason | Group President | S 公開市場賣出 | 5.6K | 883.03 | 5.0M | 9.6K | SEC |
| 2026-05-04 | 05-05 | MacLennan David | Director | P 公開市場買進 | 250 | 876.84 | 219K | 8.2K | SEC |
| 2026-03-05 | 03-06 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出(10b5-1) | 575 | 720.10 | 414K | 35.2K | SEC |
| 2026-03-05 | 03-06 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出(10b5-1) | 420 | 717.01 | 301K | 37.2K | SEC |
| 2026-03-05 | 03-06 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出(10b5-1) | 800 | 718.44 | 575K | 36.4K | SEC |
| 2026-03-05 | 03-06 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出(10b5-1) | 120 | 721.00 | 87K | 35.1K | SEC |
| 2026-03-05 | 03-06 | Creed Joseph E | Chief Executive Officer | S 公開市場賣出(10b5-1) | 585 | 719.39 | 421K | 35.8K | SEC |
| 2026-03-04 | 03-06 | Johnson Denise C | Group President | F 繳稅扣股 | 346 | 738.42 | 255K | 49.8K | SEC |
| 2026-03-04 | 03-06 | Kaiser Jason | Group President | F 繳稅扣股 | 368 | 738.42 | 272K | 9.6K | SEC |
| 2026-03-04 | 03-06 | Owens Derek | Chief Legal Officer | F 繳稅扣股 | 338 | 738.42 | 250K | 8.2K | SEC |
| 2026-03-04 | 03-06 | Schaupp William E | Chief Accounting Officer | F 繳稅扣股 | 19 | 738.42 | 14K | 890 | SEC |
| 2026-03-04 | 03-06 | Fassino Anthony D. | Group President | F 繳稅扣股 | 346 | 738.42 | 255K | 46.0K | SEC |
| 2026-03-04 | 03-06 | Shurman Rodney Michael | Group President | F 繳稅扣股 | 117 | 738.42 | 86K | 2.5K | SEC |
| 2026-03-04 | 03-06 | De Lange Bob | Group President | F 繳稅扣股 | 393 | 738.42 | 290K | 86.0K | SEC |
| 2026-03-04 | 03-06 | BONFIELD ANDREW R J | Chief Financial Officer | F 繳稅扣股 | 449 | 738.42 | 332K | 52.9K | SEC |
機構持股(13F) 管理規模 1 億美元以上的機構,每季末後 45 天內申報 · 最新 2026-06-30
前 25 大持有機構季末市值 · 與前一季股數比較
| 機構 | 持股 | 季末市值 | 股數季變化 | 動作 |
|---|---|---|---|---|
| BlackRock, Inc. | 38.0M | 40.5B | 新進 | 新進 |
| STATE STREET CORP | 34.4M | 36.6B | 新進 | 新進 |
| VANGUARD CAPITAL MANAGEMENT LLC | 30.1M | 32.0B | 新進 | 新進 |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO | 14.5M | 15.5B | 新進 | 新進 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | 12.0M | 12.8B | 新進 | 新進 |
| GEODE CAPITAL MANAGEMENT, LLC | 11.2M | 11.9B | 新進 | 新進 |
| Fisher Asset Management, LLC | 9.9M | 10.6B | 新進 | 新進 |
| MORGAN STANLEY | 7.5M | 8.0B | 新進 | 新進 |
| JPMORGAN CHASE & CO | 7.3M | 7.6B | 新進 | 新進 |
| GATES FOUNDATION TRUST | 6.4M | 6.8B | 新進 | 新進 |
| FMR LLC | 5.8M | 6.2B | 新進 | 新進 |
| NORTHERN TRUST CORP | 5.7M | 6.0B | 新進 | 新進 |
| BANK OF AMERICA CORP /DE/ | 5.5M | 5.8B | 新進 | 新進 |
| GOLDMAN SACHS GROUP INC | 3.6M | 3.8B | 新進 | 新進 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 3.3M | 3.5B | 新進 | 新進 |
| Invesco Ltd. | 3.3M | 3.5B | 新進 | 新進 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 3.2M | 3.4B | 新進 | 新進 |
| Capital World Investors | 3.1M | 3.3B | 新進 | 新進 |
| Bank of New York Mellon Corp | 3.0M | 3.2B | 新進 | 新進 |
| DIMENSIONAL FUND ADVISORS LP | 2.7M | 2.9B | 新進 | 新進 |
| VANGUARD FIDUCIARY TRUST CO | 2.6M | 2.8B | 新進 | 新進 |
| Legal & General Group Plc | 2.6M | 2.8B | 新進 | 新進 |
| Nuveen, LLC | 2.6M | 2.8B | 新進 | 新進 |
| ROYAL BANK OF CANADA | 2.3M | 2.4B | 新進 | 新進 |
| Capital Research Global Investors | 2.2M | 2.3B | 新進 | 新進 |
持有機構數近 12 季
每季 13F 申報中持有本股的機構家數;綠柱 = 比上季少。機構數是「有多少人在船上」,不是「買了多少」。
| 持有機構 · 季變化 | 4,046 +283 |
|---|---|
| 新進 / 出清 / 加碼 / 減碼 | 4046 / 0 / 0 / 0 |
| 機構合計持股 · 佔流通股 | 331M · 72.0% |
| 合計季末市值 | 339B |
13F 只申報多頭部位(含可轉債與選擇權,選擇權這裡已排除),不申報放空,也不申報 1 億美元以下的機構。同一集團多個申報主體會各算一家。
放空餘額 FINRA 每月兩次(15 日與月底結算)· 最新 2026-08-31
空單佔流通股近 13 個月
FINRA 每月兩次結算的空單餘額佔流通股數的比例,近 13 個月。滑到柱子看股數與回補天數。
最新一期
| 空單股數 | 7.6M |
|---|---|
| 與上期比 | +17.0% |
| 佔流通股數 | 1.64% |
| 日均成交量 | 2.5M |
| 回補天數 | 3.1 天 |
空單佔比 10% 以上算高、20% 以上算很高(這是通行的說法,不是本站的判斷)。回補天數 = 空單 ÷ 日均量,天數愈長,空方要出場時愈容易推升股價。
放空餘額是「有人借股票賣掉還沒還」的存量,不代表看空的人正在加碼;避險基金做多空配對時也會產生空單。
| 結算日 | 空單股數 | 與上期比 | 佔流通股 | 日均量 | 回補天數 |
|---|---|---|---|---|---|
| 2026-08-31 | 7.6M | +17.0% | 1.64% | 2.5M | 3.1 |
| 2026-08-14 | 6.5M | -5.8% | 1.40% | 3.0M | 2.2 |
| 2026-07-31 | 6.9M | -14.9% | 1.49% | 3.2M | 2.1 |
| 2026-07-15 | 8.1M | -11.0% | 1.75% | 2.9M | 2.8 |
| 2026-06-30 | 9.1M | +7.2% | 1.97% | 4.9M | 1.9 |
| 2026-06-15 | 8.4M | +4.2% | 1.84% | 2.8M | 3.0 |
| 2026-05-29 | 8.1M | -3.0% | 1.76% | 2.8M | 2.9 |
| 2026-05-15 | 8.4M | +2.0% | 1.82% | 2.5M | 3.3 |
| 2026-04-30 | 8.2M | +7.8% | 1.78% | 2.4M | 3.4 |
| 2026-04-15 | 7.6M | -4.4% | 1.65% | 2.1M | 3.6 |
| 2026-03-31 | 7.9M | +3.7% | 1.73% | 2.5M | 3.2 |
| 2026-03-13 | 7.7M | -7.8% | 1.67% | 3.0M | 2.6 |
| 2026-02-27 | 8.3M | -17.0% | 1.81% | 2.8M | 3.0 |
| 2026-02-13 | 10.0M | +61.1% | 2.18% | 4.0M | 2.5 |
| 2026-01-30 | 6.2M | +0.4% | 1.35% | 2.6M | 2.4 |
| 2026-01-15 | 6.2M | +10.2% | 1.34% | 2.4M | 2.6 |
| 2025-12-31 | 5.6M | -21.3% | 1.22% | 2.2M | 2.5 |
| 2025-12-15 | 7.1M | +10.2% | 1.55% | 2.7M | 2.7 |
| 2025-11-28 | 6.5M | +1.3% | 1.41% | 2.5M | 2.6 |
| 2025-11-14 | 6.4M | -5.6% | 1.39% | 2.5M | 2.5 |
| 2025-10-31 | 6.8M | -13.5% | 1.47% | 3.1M | 2.2 |
| 2025-10-15 | 7.8M | +6.9% | 1.70% | 3.3M | 2.4 |
| 2025-09-30 | 7.3M | +5.4% | 1.59% | 3.3M | 2.2 |
| 2025-09-15 | 6.9M | +6.0% | 1.51% | 2.0M | 3.4 |
| 2025-08-29 | 6.5M | +7.7% | 1.42% | 2.9M | 2.3 |
| 2025-08-15 | 6.1M | -7.7% | 1.32% | 3.6M | 1.7 |