HWBK
HAWTHORN BANCSHARES, INC.
-0.31 (-0.81%)38.00USD3.2K成交股數262M市值10.3本益比(近四季)3.1股價營收比+15.0%營收年增(近四季)2026-10-28下次財報
內部人交易 SEC Form 4 · 董事、高階主管與持股 10% 以上股東 · 交易後兩個營業日內申報
買賣點與股價近一年
● 公開市場買進 · ● 公開市場賣出 · 空心 = 10b5-1 預設計畫(事先排程,不代表當下看法)。近一年,只畫 P / S 兩種代碼。
統計
| 近 90 天 買進筆數 · 金額 · 人數 | 2 · 50K · 1 |
|---|---|
| 近 90 天 賣出筆數 · 金額 · 人數 | 0 · 0 · 0 |
| 其中 10b5-1 計畫賣出 | 0 筆 |
| 近 180 天 買進 · 賣出金額 | 50K · 0 |
| 近 180 天 淨額 | 50K |
公開市場買進(P)是內部人自掏腰包,通常比賣出更有資訊含量 —— 賣出的理由很多(繳稅、分散、買房),買進的理由只有一個。
10b5-1 是事先排定的交易計畫,執行時點不反映當下看法。獲配股票(A)、繳稅扣股(F)、選擇權執行(M)是薪酬流程,不是意見。
| 交易日 | 申報日 | 申報人 | 職稱 | 代碼 | 股數 | 價格 | 金額 | 交易後持股 | 原件 |
|---|---|---|---|---|---|---|---|---|---|
| 2026-08-27 | 08-28 | Hettinger Shawna M. | Director | P 公開市場買進 | 654 | 38.20 | 25K | 5.4K | SEC |
| 2026-08-26 | 08-28 | Hettinger Shawna M. | Director | P 公開市場買進 | 645 | 38.75 | 25K | 4.8K | SEC |
| 2026-06-02 | 06-04 | TURNER DAVID T | Director | A 獲配股票 | 500 | – | – | 500 | SEC |
| 2026-06-02 | 06-04 | States Jonathan L | Director | A 獲配股票 | 500 | – | – | 500 | SEC |
| 2026-06-02 | 06-04 | FREEMAN PHILIP D | Director | A 獲配股票 | 500 | – | – | 500 | SEC |
| 2026-06-02 | 06-04 | Eden Douglas Todd | Director | A 獲配股票 | 500 | – | – | 500 | SEC |
| 2026-06-02 | 06-04 | Wetzel Gus Seitter III | Director | A 獲配股票 | 500 | – | – | 500 | SEC |
| 2026-06-02 | 06-04 | Holtaway Jonathan | Director | A 獲配股票 | 500 | – | – | 500 | SEC |
| 2026-06-02 | 06-04 | RILEY KEVIN L | Director | A 獲配股票 | 500 | – | – | 500 | SEC |
| 2026-06-02 | 06-04 | Hettinger Shawna M. | Director | A 獲配股票 | 500 | – | – | 500 | SEC |
| 2026-06-02 | 06-04 | Burkhead Frank E. | Director | A 獲配股票 | 500 | – | – | 500 | SEC |
| 2026-06-02 | 06-04 | Burcham James Grant | Director | A 獲配股票 | 500 | – | – | 500 | SEC |
| 2026-05-01 | 05-05 | GILES BRENT M | CHIEF EXECUTIVE OFFICER | A 獲配股票 | 6.8K | – | – | 20.1K | SEC |
| 2025-05-01 | 05-05 | GILES BRENT M | CHIEF EXECUTIVE OFFICER | A 獲配股票 | 8.2K | – | – | 27.5K | SEC |
| 2025-03-11 | 03-13 | GILES BRENT M | CHIEF EXECUTIVE OFFICER | P 公開市場買進 | 700 | 25.84 | 18K | 13.0K | SEC |
| 2025-02-28 | 02-28 | Holtaway Jonathan | Director | S 公開市場賣出 | 19.7K | 31.04 | 612K | 342K | SEC |
| 2025-02-27 | 02-28 | Holtaway Jonathan | Director | S 公開市場賣出 | 1.2K | 31.76 | 37K | 362K | SEC |
| 2025-02-26 | 02-28 | Holtaway Jonathan | Director | S 公開市場賣出 | 568 | 32.05 | 18K | 363K | SEC |
| 2025-02-21 | 02-24 | Holtaway Jonathan | Director | S 公開市場賣出 | 702 | 33.62 | 24K | 364K | SEC |
| 2025-02-20 | 02-24 | Hafner Christopher Eugene | Sr. VP/Chief Financial Officer | A 獲配股票 | 1.0K | – | – | 3.0K | SEC |
| 2025-02-20 | 02-24 | Holtaway Jonathan | Director | S 公開市場賣出 | 1.9K | 33.75 | 66K | 365K | SEC |
| 2025-02-11 | 02-12 | Holtaway Jonathan | Director | S 公開市場賣出 | 116 | 32.90 | 4K | 366K | SEC |
| 2025-02-10 | 02-12 | Holtaway Jonathan | Director | S 公開市場賣出 | 2.7K | 32.91 | 88K | 367K | SEC |
| 2025-02-06 | 02-07 | Holtaway Jonathan | Director | S 公開市場賣出 | 839 | 32.85 | 28K | 369K | SEC |
| 2025-02-05 | 02-07 | Holtaway Jonathan | Director | S 公開市場賣出 | 6.6K | 32.97 | 218K | 370K | SEC |
| 2025-02-04 | 02-05 | Holtaway Jonathan | Director | S 公開市場賣出 | 3.7K | 32.90 | 122K | 377K | SEC |
| 2025-02-03 | 02-05 | Holtaway Jonathan | Director | S 公開市場賣出 | 1.8K | 32.78 | 58K | 380K | SEC |
| 2024-12-10 | 12-12 | Holtaway Jonathan | Director | S 公開市場賣出 | 7.4K | 32.05 | 238K | 382K | SEC |
| 2024-12-09 | 12-10 | Holtaway Jonathan | Director | S 公開市場賣出 | 389 | 32.05 | 12K | 390K | SEC |
| 2024-12-06 | 12-10 | Holtaway Jonathan | Director | S 公開市場賣出 | 1.0K | 32.25 | 33K | 390K | SEC |
| 2024-12-05 | 12-06 | Holtaway Jonathan | Director | S 公開市場賣出 | 5.0K | 31.99 | 160K | 391K | SEC |
| 2024-12-04 | 12-06 | Burkhead Frank E. | Director | S 公開市場賣出 | 3.0K | 31.87 | 96K | 11.5K | SEC |
| 2024-12-04 | 12-06 | Holtaway Jonathan | Director | S 公開市場賣出 | 1.8K | 32.21 | 59K | 396K | SEC |
| 2024-11-14 | 11-15 | Holtaway Jonathan | Director | S 公開市場賣出 | 4.6K | 28.62 | 132K | 398K | SEC |
| 2024-11-13 | 11-15 | Holtaway Jonathan | Director | S 公開市場賣出 | 5.1K | 28.57 | 144K | 402K | SEC |
| 2024-09-13 | 09-17 | Hettinger Shawna M. | Director | P 公開市場買進 | 21 | 24.10 | 506.10 | 4.1K | SEC |
| 2024-08-22 | 08-26 | Burkhead Frank E. | Director | P 公開市場買進 | 100 | 21.85 | 2K | 14.5K | SEC |
| 2024-06-13 | 06-17 | Bexten Gregg A. | PRESIDENT | P 公開市場買進 | 1.0K | 19.72 | 20K | 1.2K | SEC |
| 2024-05-10 | 05-14 | Holtaway Jonathan | Director | P 公開市場買進 | 2.0K | 19.72 | 39K | 28.5K | SEC |
| 2024-05-08 | 05-10 | Hettinger Shawna M. | Director | P 公開市場買進 | 1.0K | 19.65 | 20K | 4.1K | SEC |
| 2024-05-03 | 05-06 | Eden Douglas Todd | Director | P 公開市場買進 | 15.0K | 19.63 | 294K | 76.8K | SEC |
| 2024-05-01 | 05-01 | GILES BRENT M | CHIEF EXECUTIVE OFFICER | A 獲配股票 | 11.2K | – | – | 23.5K | SEC |
| 2024-04-30 | 05-01 | Holtaway Jonathan | Director | P 公開市場買進 | 5.5K | 18.76 | 103K | 26.5K | SEC |
| 2024-04-30 | 05-01 | GILES BRENT M | CHIEF EXECUTIVE OFFICER | P 公開市場買進 | 400 | 18.19 | 7K | 8.0K | SEC |
| 2024-04-29 | 05-01 | GILES BRENT M | CHIEF EXECUTIVE OFFICER | P 公開市場買進 | 2.0K | 18.75 | 38K | 7.6K | SEC |
| 2024-04-29 | 05-01 | Holtaway Jonathan | Director | P 公開市場買進 | 5.5K | 19.19 | 106K | 21.0K | SEC |
| 2024-04-29 | 05-01 | Burkhead Frank E. | Director | P 公開市場買進 | 500 | 19.10 | 10K | 14.1K | SEC |
| 2024-03-14 | 03-15 | GILES BRENT M | CHIEF EXECUTIVE OFFICER | P 公開市場買進 | 1.2K | 19.51 | 24K | 5.5K | SEC |
| 2024-03-14 | 03-15 | GILES BRENT M | CHIEF EXECUTIVE OFFICER | P 公開市場買進 | 35 | 19.57 | 684.95 | 12.3K | SEC |
| 2024-03-14 | 03-15 | Hettinger Shawna M. | Director | P 公開市場買進 | 500 | 19.49 | 10K | 3.1K | SEC |
| 2024-03-14 | 03-14 | Holtaway Jonathan | Director | P 公開市場買進 | 5.5K | 19.12 | 105K | 15.5K | SEC |
| 2024-03-11 | 03-11 | Eden Douglas Todd | Director | P 公開市場買進 | 5.0K | 20.37 | 102K | 85.0K | SEC |
| 2024-03-08 | 03-08 | Holtaway Jonathan | Director | P 公開市場買進 | 2.9K | 20.10 | 58K | 10.0K | SEC |
| 2024-03-07 | 03-08 | Holtaway Jonathan | Director | P 公開市場買進 | 7.1K | 19.95 | 142K | 7.1K | SEC |
| 2024-02-29 | 03-01 | Schwartz Jason E | SR VP/CHIEF CREDIT OFFICER | P 公開市場買進 | 1.0K | 21.50 | 22K | 7.9K | SEC |
| 2024-02-29 | 03-01 | States Jonathan L | Director | P 公開市場買進 | 1.2K | 21.57 | 26K | 3.3K | SEC |
| 2024-02-21 | 02-22 | Hettinger Shawna M. | Director | P 公開市場買進 | 700 | 23.16 | 16K | 2.6K | SEC |
| 2024-02-16 | 02-16 | Eden Douglas Todd | Director | P 公開市場買進 | 7.0K | 22.32 | 156K | 80.0K | SEC |
| 2023-12-08 | 12-12 | Hafner Christopher Eugene | Sr. VP/Chief Financial Officer | A 獲配股票 | 2.0K | – | – | 2.0K | SEC |
| 2023-06-30 | 07-05 | GILES BRENT M | CHIEF EXECUTIVE OFFICER | A 獲配股票 | 12.3K | – | – | 12.3K | SEC |
| 2023-06-13 | 06-15 | FREEMAN PHILIP D | Director | G 贈與 | 500 | – | – | 94.9K | SEC |
| 2023-05-31 | 06-06 | Bexten Gregg A. | PRESIDENT | P 公開市場買進 | 132 | 18.00 | 2K | 132 | SEC |
| 2023-05-23 | 05-24 | GILES BRENT M | CHIEF EXECUTIVE OFFICER | P 公開市場買進 | 1.0K | 18.75 | 19K | 3.6K | SEC |
| 2023-05-23 | 05-24 | GILES BRENT M | CHIEF EXECUTIVE OFFICER | A 獲配股票 | 480 | 18.55 | 9K | 4.0K | SEC |
| 2023-05-16 | 05-17 | RILEY KEVIN L | Director | P 公開市場買進 | 2.7K | 18.24 | 49K | 35.2K | SEC |
| 2023-05-10 | 05-11 | GILES BRENT M | CHIEF EXECUTIVE OFFICER | P 公開市場買進 | 81 | 18.25 | 1K | 2.6K | SEC |
| 2023-05-10 | 05-11 | TURNER DAVID T | EXECUTIVE CHAIRMAN | P 公開市場買進 | 2.7K | 18.27 | 50K | 46.8K | SEC |
| 2023-05-09 | 05-11 | GILES BRENT M | CHIEF EXECUTIVE OFFICER | P 公開市場買進 | 500 | 18.45 | 9K | 2.5K | SEC |
| 2023-05-09 | 05-10 | Hettinger Shawna M. | Director | P 公開市場買進 | 1.0K | 18.56 | 19K | 1.8K | SEC |
| 2023-05-08 | 05-09 | GILES BRENT M | CHIEF EXECUTIVE OFFICER | P 公開市場買進 | 733 | 18.65 | 14K | 2.0K | SEC |
| 2023-05-08 | 05-09 | FREEMAN PHILIP D | Director | P 公開市場買進 | 500 | 18.48 | 9K | 95.4K | SEC |
| 2023-05-05 | 05-09 | GILES BRENT M | CHIEF EXECUTIVE OFFICER | P 公開市場買進 | 40 | 18.30 | 732.00 | 1.2K | SEC |
| 2023-03-09 | 03-10 | Hettinger Shawna M. | Director | P 公開市場買進 | 830 | 24.97 | 21K | 830 | SEC |
| 2023-02-27 | 02-28 | States Jonathan L | Director | P 公開市場買進 | 2.0K | 25.42 | 50K | 2.0K | SEC |
| 2022-06-06 | 06-07 | Burkhead Frank E. | Director | P 公開市場買進 | 1.0K | 26.95 | 27K | 17.4K | SEC |
| 2021-06-21 | 06-23 | Guthrie Stephen Edward | SENIOR VP AND CFO | P 公開市場買進 | 200 | 21.73 | 4K | 12.4K | SEC |
| 2021-06-18 | 06-21 | Guthrie Stephen Edward | SENIOR VP AND CFO | P 公開市場買進 | 1.7K | 21.90 | 37K | 10.1K | SEC |
| 2021-06-18 | 06-21 | Guthrie Stephen Edward | SENIOR VP AND CFO | P 公開市場買進 | 2.0K | 21.71 | 43K | 12.2K | SEC |
| 2021-06-17 | 06-21 | Guthrie Stephen Edward | SENIOR VP AND CFO | P 公開市場買進 | 308 | 21.90 | 7K | 8.4K | SEC |
| 2021-06-02 | 06-03 | Guthrie Stephen Edward | SENIOR VP AND CFO | P 公開市場買進 | 1.3K | 23.90 | 31K | 8.1K | SEC |
機構持股(13F) 管理規模 1 億美元以上的機構,每季末後 45 天內申報 · 最新 2026-06-30
前 25 大持有機構季末市值 · 與前一季股數比較
| 機構 | 持股 | 季末市值 | 股數季變化 | 動作 |
|---|---|---|---|---|
| Ategra Capital Management, LLC | 342K | 13.5M | 不變 | 持平 |
| BlackRock, Inc. | 335K | 13.2M | +24.6K (+8%) | 加碼 |
| VANGUARD CAPITAL MANAGEMENT LLC | 251K | 9.9M | +4.5K (+2%) | 加碼 |
| FJ Capital Management LLC | 191K | 7.5M | 不變 | 持平 |
| DIMENSIONAL FUND ADVISORS LP | 162K | 6.4M | +3.3K (+2%) | 加碼 |
| GEODE CAPITAL MANAGEMENT, LLC | 149K | 5.9M | +12.2K (+9%) | 加碼 |
| STATE STREET CORP | 84.8K | 3.3M | +1.8K (+2%) | 加碼 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 64.8K | 2.5M | −373 (-1%) | 減碼 |
| NORTHERN TRUST CORP | 48.1K | 1.9M | +4.2K (+10%) | 加碼 |
| Pinnacle Holdings, LLC | 46.1K | 1.8M | −58 (-0%) | 減碼 |
| MONETA GROUP INVESTMENT ADVISORS LLC | 44.7K | 1.8M | −4.0K (-8%) | 減碼 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | 39.2K | 1.5M | +5.9K (+18%) | 加碼 |
| RBF Capital, LLC | 39.2K | 1.5M | 不變 | 持平 |
| VANGUARD FIDUCIARY TRUST CO | 37.8K | 1.5M | +1.7K (+5%) | 加碼 |
| 文藝復興 RENAISSANCE TECHNOLOGIES LLC | 35.3K | 1.4M | +476 (+1%) | 加碼 |
| Empowered Funds, LLC | 32.7K | 1.3M | −373 (-1%) | 減碼 |
| MERCER GLOBAL ADVISORS INC /ADV | 32.6K | 1.3M | +139 (+0%) | 加碼 |
| GOLDMAN SACHS GROUP INC | 23.8K | 937K | −1.6K (-6%) | 減碼 |
| AMERICAN CENTURY COMPANIES INC | 20.6K | 810K | 不變 | 持平 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 20.3K | 799K | 新進 | 新進 |
| Mariner, LLC | 18.7K | 734K | 新進 | 新進 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 16.1K | 633K | +1.5K (+11%) | 加碼 |
| ALEXANDER LABRUNERIE & CO., INC. | 15.5K | 608K | 不變 | 持平 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 15.3K | 602K | −281 (-2%) | 減碼 |
| Bank of New York Mellon Corp | 14.3K | 562K | +1.4K (+10%) | 加碼 |
持有機構數近 12 季
每季 13F 申報中持有本股的機構家數;綠柱 = 比上季少。機構數是「有多少人在船上」,不是「買了多少」。
| 持有機構 · 季變化 | 70 +5 |
|---|---|
| 新進 / 出清 / 加碼 / 減碼 | 9 / 4 / 26 / 15 |
| 機構合計持股 · 佔流通股 | 2.2M · 32.1% |
| 合計季末市值 | 86.5M |
13F 只申報多頭部位(含可轉債與選擇權,選擇權這裡已排除),不申報放空,也不申報 1 億美元以下的機構。同一集團多個申報主體會各算一家。
放空餘額 FINRA 每月兩次(15 日與月底結算)· 最新 2026-08-31
空單佔流通股近 13 個月
FINRA 每月兩次結算的空單餘額佔流通股數的比例,近 13 個月。滑到柱子看股數與回補天數。
最新一期
| 空單股數 | 122K |
|---|---|
| 與上期比 | +35.7% |
| 佔流通股數 | 1.77% |
| 日均成交量 | 12.9K |
| 回補天數 | 9.5 天 |
空單佔比 10% 以上算高、20% 以上算很高(這是通行的說法,不是本站的判斷)。回補天數 = 空單 ÷ 日均量,天數愈長,空方要出場時愈容易推升股價。
放空餘額是「有人借股票賣掉還沒還」的存量,不代表看空的人正在加碼;避險基金做多空配對時也會產生空單。
| 結算日 | 空單股數 | 與上期比 | 佔流通股 | 日均量 | 回補天數 |
|---|---|---|---|---|---|
| 2026-08-31 | 122K | +35.7% | 1.77% | 12.9K | 9.5 |
| 2026-08-14 | 90.0K | +34.0% | 1.30% | 15.7K | 5.7 |
| 2026-07-31 | 67.2K | -2.9% | 0.97% | 16.0K | 4.2 |
| 2026-07-15 | 69.2K | +0.1% | 1.00% | 11.8K | 5.9 |
| 2026-06-30 | 69.1K | +49.8% | 1.00% | 25.4K | 2.7 |
| 2026-06-15 | 46.1K | +2.0% | 0.67% | 7.4K | 6.3 |
| 2026-05-29 | 45.2K | -2.2% | 0.66% | 5.8K | 7.8 |
| 2026-05-15 | 46.3K | -3.5% | 0.67% | 11.0K | 4.2 |
| 2026-04-30 | 47.9K | -5.3% | 0.69% | 8.1K | 5.9 |
| 2026-04-15 | 50.6K | -13.5% | 0.73% | 8.4K | 6.0 |
| 2026-03-31 | 58.5K | -10.2% | 0.85% | 9.0K | 6.5 |
| 2026-03-13 | 65.1K | -5.4% | 0.94% | 4.9K | 13.2 |
| 2026-02-27 | 68.8K | +15.3% | 1.00% | 4.5K | 15.5 |
| 2026-02-13 | 59.7K | -31.0% | 0.87% | 6.9K | 8.7 |
| 2026-01-30 | 86.6K | +3.5% | 1.26% | 6.4K | 13.6 |
| 2026-01-15 | 83.7K | +9.9% | 1.21% | 7.3K | 11.5 |
| 2025-12-31 | 76.2K | -28.6% | 1.10% | 11.0K | 6.9 |
| 2025-12-15 | 107K | +10.2% | 1.55% | 10.8K | 9.9 |
| 2025-11-28 | 96.7K | -1.8% | 1.40% | 7.3K | 13.3 |
| 2025-11-14 | 98.5K | +11.8% | 1.43% | 12.7K | 7.8 |
| 2025-10-31 | 88.1K | -3.6% | 1.28% | 8.7K | 10.2 |
| 2025-10-15 | 91.4K | -17.1% | 1.32% | 6.0K | 15.1 |
| 2025-09-30 | 110K | +13.7% | 1.60% | 10.7K | 10.3 |
| 2025-09-15 | 97.0K | -3.6% | 1.40% | 6.4K | 15.2 |
| 2025-08-29 | 101K | -10.0% | 1.46% | 7.9K | 12.7 |
| 2025-08-15 | 112K | -7.5% | 1.62% | 10.5K | 10.7 |