HTGC

Hercules Capital, Inc.

+0.29 (+1.68%)前一交易日收盤 2026-09-17

美股 · NYSE · 未分類 · –

17.87USD615K成交股數3.3B市值8.8本益比(近四季)6.2股價營收比+6.5%營收年增(近四季)2026-10-29下次財報

內部人交易 SEC Form 4 · 董事、高階主管與持股 10% 以上股東 · 交易後兩個營業日內申報

買賣點與股價近一年

● 公開市場買進 · ● 公開市場賣出 · 空心 = 10b5-1 預設計畫(事先排程,不代表當下看法)。近一年,只畫 P / S 兩種代碼。

統計

近 90 天買進筆數 · 金額 · 人數	0 · 0.00 · 0
近 90 天賣出筆數 · 金額 · 人數	0 · 0.00 · 0
其中 10b5-1 計畫賣出	0 筆
近 180 天買進 · 賣出金額	619K · 0.00
近 180 天淨額	619K

公開市場買進(P)是內部人自掏腰包,通常比賣出更有資訊含量 —— 賣出的理由很多(繳稅、分散、買房),買進的理由只有一個。

10b5-1 是事先排定的交易計畫,執行時點不反映當下看法。獲配股票(A)、繳稅扣股(F)、選擇權執行(M)是薪酬流程,不是意見。

交易日	申報日	申報人	職稱	代碼	股數	價格	金額	交易後持股	原件
2026-09-09	09-11	Meyer Seth H	President	F 繳稅扣股	5	17.61	88.05	436K	SEC
2026-07-09	07-13	Botelho Kiersten Zaza	Chief Legal Officer & CCO	F 繳稅扣股	1.0K	15.69	16K	89.4K	SEC
2026-07-09	07-13	Bluestein Scott	Chief Executive Officer	F 繳稅扣股	9.7K	15.69	153K	2.5M	SEC
2026-07-09	07-13	Meyer Seth H	President	F 繳稅扣股	3.0K	15.69	47K	439K	SEC
2026-07-09	07-13	Bluestein Scott	Chief Executive Officer	F 繳稅扣股	10.7K	15.69	167K	2.5M	SEC
2026-07-09	07-13	Follmann Christian	Chief Operating Officer	F 繳稅扣股	1.4K	15.69	22K	146K	SEC
2026-07-09	07-13	Follmann Christian	Chief Operating Officer	F 繳稅扣股	1.4K	15.69	21K	145K	SEC
2026-07-09	07-13	Meyer Seth H	President	F 繳稅扣股	3.5K	15.69	54K	436K	SEC
2026-07-09	07-13	Botelho Kiersten Zaza	Chief Legal Officer & CCO	F 繳稅扣股	956	15.69	15K	90.4K	SEC
2026-06-18	06-23	BADAVAS ROBERT P	Director	A 獲配股票	3.9K	15.49	60K	8.9K	SEC
2026-06-18	06-23	BADAVAS ROBERT P	Director	A 獲配股票	3.9K	15.49	60K	8.9K	SEC
2026-06-18	06-23	BADAVAS ROBERT P	Director	A 獲配股票	3.9K	15.49	60K	8.9K	SEC
2026-06-18	06-23	BADAVAS ROBERT P	Director	A 獲配股票	3.9K	15.49	60K	8.9K	SEC
2026-06-09	06-10	Meyer Seth H	Chief Financial Officer	F 繳稅扣股	5	15.45	77.25	442K	SEC
2026-04-09	04-13	Botelho Kiersten Zaza	Chief Legal Officer & CCO	F 繳稅扣股	1.0K	14.74	15K	91.4K	SEC
2026-04-09	04-13	Botelho Kiersten Zaza	Chief Legal Officer & CCO	F 繳稅扣股	956	14.74	14K	92.4K	SEC
2026-04-09	04-13	Bluestein Scott	Chief Executive Officer	F 繳稅扣股	9.7K	14.74	144K	2.5M	SEC
2026-04-09	04-13	Meyer Seth H	Chief Financial Officer	F 繳稅扣股	3.0K	14.74	44K	442K	SEC
2026-04-09	04-13	Follmann Christian	Chief Operating Officer	F 繳稅扣股	1.4K	14.74	20K	149K	SEC
2026-04-09	04-13	Bluestein Scott	Chief Executive Officer	F 繳稅扣股	10.7K	14.74	157K	2.5M	SEC
2026-04-09	04-13	Meyer Seth H	Chief Financial Officer	F 繳稅扣股	3.5K	14.74	51K	445K	SEC
2026-04-09	04-13	Follmann Christian	Chief Operating Officer	F 繳稅扣股	1.4K	14.74	21K	147K	SEC
2026-03-26	03-30	Loo Wade	Director	P 公開市場買進	7.3K	14.35	105K	14.1K	SEC
2026-03-26	03-30	BADAVAS ROBERT P	Director	P 公開市場買進	3.7K	14.35	52K	5.1K	SEC
2026-03-26	03-30	Theodosopoulos Nikos	Director	P 公開市場買進	7.3K	14.35	105K	29.4K	SEC
2026-03-26	03-30	Fallon Thomas J	Director	P 公開市場買進	7.3K	14.30	104K	158K	SEC
2026-03-26	03-30	Aguirre DeAnne	Director	P 公開市場買進	7.3K	14.35	105K	10.7K	SEC
2026-03-26	03-30	Randhawa Paramjeet K	Director	P 公開市場買進	2.9K	14.35	42K	22.5K	SEC
2026-03-26	03-30	CROWELL GAYLE A	Director	P 公開市場買進	7.3K	14.35	105K	97.6K	SEC
2026-03-05	03-09	Meyer Seth H	Chief Financial Officer	F 繳稅扣股	5	15.11	75.55	449K	SEC
2026-03-04	03-05	Randhawa Paramjeet K	Director	P 公開市場買進	3.0K	14.78	45K	19.6K	SEC
2026-03-04	03-05	Follmann Christian	Chief Operating Officer	P 公開市場買進	5.0K	14.68	73K	150K	SEC
2026-03-04	03-05	Follmann Christian	Chief Operating Officer	P 公開市場買進	5.0K	14.68	73K	150K	SEC
2026-02-27	03-02	Meyer Seth H	Chief Financial Officer	P 公開市場買進	14.0K	14.33	201K	449K	SEC
2026-02-27	02-27	Fallon Thomas J	Director	P 公開市場買進	20.0K	14.20	284K	150K	SEC
2026-02-27	02-27	BADAVAS ROBERT P	Director	P 公開市場買進	5.0K	14.27	71K	122K	SEC
2026-02-27	02-27	Botelho Kiersten Zaza	Chief Legal Officer & CCO	P 公開市場買進	1.3K	14.21	18K	93.3K	SEC
2026-02-27	02-27	Meyer Seth H	Chief Financial Officer	P 公開市場買進	7.0K	14.33	100K	449K	SEC
2026-02-27	02-27	Theodosopoulos Nikos	Director	P 公開市場買進	2.6K	14.21	37K	21.5K	SEC
2026-02-27	02-27	Bluestein Scott	Chief Executive Officer	P 公開市場買進	7.0K	14.35	100K	2.5M	SEC
2026-02-25	02-26	Loo Wade	Director	P 公開市場買進	3.3K	14.98	49K	32.8K	SEC
2026-02-24	02-25	Fallon Thomas J	Director	P 公開市場買進	10.0K	14.98	150K	130K	SEC
2026-02-24	02-25	BADAVAS ROBERT P	Director	P 公開市場買進	5.0K	15.01	75K	117K	SEC
2026-02-24	02-24	Bluestein Scott	Chief Executive Officer	P 公開市場買進	30.0K	15.08	452K	2.5M	SEC
2026-02-23	02-25	CROWELL GAYLE A	Director	P 公開市場買進	6.6K	15.20	100K	87.5K	SEC
2026-02-17	02-19	Fallon Thomas J	Director	P 公開市場買進	20.0K	15.88	318K	120K	SEC
2026-02-17	02-19	Theodosopoulos Nikos	Director	P 公開市場買進	6.2K	15.93	98K	18.9K	SEC
2026-01-11	01-13	Follmann Christian	Chief Operating Officer	F 繳稅扣股	1.2K	18.59	22K	145K	SEC
2026-01-11	01-13	Bluestein Scott	Chief Executive Officer	F 繳稅扣股	13.4K	18.59	250K	2.5M	SEC
2026-01-11	01-13	Botelho Kiersten Zaza	Chief Legal Officer & CCO	F 繳稅扣股	822	18.59	15K	92.0K	SEC
2026-01-11	01-13	Meyer Seth H	Chief Financial Officer	F 繳稅扣股	4.1K	18.59	75K	435K	SEC
2026-01-09	01-13	Meyer Seth H	Chief Financial Officer	F 繳稅扣股	16.0K	18.59	297K	439K	SEC
2026-01-09	01-13	Bluestein Scott	Chief Executive Officer	F 繳稅扣股	50.1K	18.59	931K	2.5M	SEC
2026-01-09	01-13	Follmann Christian	Chief Operating Officer	F 繳稅扣股	7.6K	18.59	141K	146K	SEC
2026-01-09	01-13	Botelho Kiersten Zaza	Chief Legal Officer & CCO	F 繳稅扣股	5.5K	18.59	102K	92.9K	SEC
2026-01-08	01-12	Bluestein Scott	Chief Executive Officer	A 獲配股票	299K	18.24	5.5M	2.5M	SEC
2026-01-08	01-12	Botelho Kiersten Zaza	Chief Legal Officer & CCO	A 獲配股票	34.3K	18.24	625K	98.4K	SEC
2026-01-08	01-12	Meyer Seth H	Chief Financial Officer	A 獲配股票	85.0K	18.24	1.5M	455K	SEC
2026-01-08	01-12	Follmann Christian	Chief Operating Officer	A 獲配股票	37.0K	18.24	675K	154K	SEC
2025-12-05	12-08	Meyer Seth H	Chief Financial Officer	F 繳稅扣股	20	–	–	370K	SEC
2025-11-03	11-04	CROWELL GAYLE A	Director	P 公開市場買進	6.0K	17.77	107K	78.7K	SEC
2025-10-11	10-15	Meyer Seth H	Chief Financial Officer	F 繳稅扣股	4.1K	16.70	68K	370K	SEC
2025-10-11	10-15	Bluestein Scott	Chief Executive Officer	F 繳稅扣股	13.4K	16.70	224K	2.2M	SEC
2025-10-11	10-15	Botelho Kiersten Zaza	Chief Legal Officer & CCO	F 繳稅扣股	822	16.70	14K	64.1K	SEC
2025-10-11	10-15	Follmann Christian	Chief Operating Officer	F 繳稅扣股	1.2K	16.70	20K	117K	SEC
2025-10-09	10-14	Bluestein Scott	Chief Executive Officer	F 繳稅扣股	10.7K	17.06	182K	2.3M	SEC
2025-10-09	10-14	Follmann Christian	Chief Operating Officer	F 繳稅扣股	1.4K	17.06	23K	118K	SEC
2025-10-09	10-14	Botelho Kiersten Zaza	Chief Legal Officer & CCO	F 繳稅扣股	956	17.06	16K	64.9K	SEC
2025-10-09	10-14	Meyer Seth H	Chief Financial Officer	F 繳稅扣股	3.5K	17.06	59K	374K	SEC
2025-07-11	07-15	Bluestein Scott	Chief Executive Officer	F 繳稅扣股	13.4K	18.94	254K	2.3M	SEC
2025-07-11	07-15	Meyer Seth H	Chief Financial Officer	F 繳稅扣股	4.1K	18.94	77K	377K	SEC
2025-07-11	07-15	Botelho Kiersten Zaza	Chief Legal Officer & CCO	F 繳稅扣股	770	18.94	15K	65.9K	SEC
2025-07-11	07-15	Follmann Christian	Chief Operating Officer	F 繳稅扣股	829	18.94	16K	119K	SEC
2025-07-09	07-11	Meyer Seth H	Chief Financial Officer	F 繳稅扣股	3.5K	18.56	64K	381K	SEC
2025-07-09	07-11	Follmann Christian	Chief Operating Officer	F 繳稅扣股	960	18.56	18K	120K	SEC
2025-07-09	07-11	Botelho Kiersten Zaza	Chief Legal Officer & CCO	F 繳稅扣股	912	18.56	17K	66.7K	SEC
2025-07-09	07-11	Bluestein Scott	Chief Executive Officer	F 繳稅扣股	10.6K	18.56	197K	2.3M	SEC
2025-06-18	06-20	Aguirre DeAnne	Director	A 獲配股票	6.0K	–	–	18.2K	SEC
2025-06-18	06-20	Aguirre DeAnne	Director	D 處分	6.0K	–	–	5.1K	SEC
2025-06-18	06-20	Aguirre DeAnne	Director	A 獲配股票	3.3K	18.02	60K	11.0K	SEC

機構持股(13F) 管理規模 1 億美元以上的機構,每季末後 45 天內申報 · 最新 2026-06-30

前 25 大持有機構季末市值 · 與前一季股數比較

機構	持股	季末市值	股數季變化	動作
VAN ECK ASSOCIATES CORP	3.9M	61.2M	新進	新進
Sound Income Strategies, LLC	3.7M	57.8M	新進	新進
城堡 CITADEL ADVISORS LLC	2.9M	46.3M	新進	新進
UBS Group AG	2.6M	41.7M	新進	新進
Two Sigma TWO SIGMA INVESTMENTS, LP	2.3M	35.7M	新進	新進
LPL Financial LLC	1.9M	29.3M	新進	新進
MORGAN STANLEY	1.8M	28.6M	新進	新進
Legal & General Group Plc	1.7M	26.5M	新進	新進
FRANKLIN RESOURCES INC	1.4M	21.8M	新進	新進
德劭 D. E. Shaw & Co., Inc.	1.4M	21.7M	新進	新進
Muzinich & Co., Inc.	1.4M	21.4M	新進	新進
Union Bancaire Privee, UBP SA	6.4K	16.3M	新進	新進
Sumitomo Mitsui Trust Group, Inc.	1.0M	16.2M	新進	新進
TECTONIC ADVISORS LLC	1.0M	15.9M	新進	新進
BlackRock, Inc.	924K	14.6M	新進	新進
Advisors Capital Management, LLC	920K	14.5M	新進	新進
JPMORGAN CHASE & CO	838K	13.3M	新進	新進
ARES MANAGEMENT LLC	777K	12.2M	新進	新進
WELLS FARGO & COMPANY/MN	735K	11.6M	新進	新進
Qube Research & Technologies Ltd	694K	10.9M	新進	新進
Gilman Hill Asset Management, LLC	647K	10.2M	新進	新進
Melia Wealth LLC	554K	8.7M	新進	新進
RAYMOND JAMES FINANCIAL INC	532K	8.4M	新進	新進
STIFEL FINANCIAL CORP	486K	7.7M	新進	新進
AMERIPRISE FINANCIAL INC	485K	7.7M	新進	新進

持有機構數近 12 季

每季 13F 申報中持有本股的機構家數;綠柱 = 比上季少。機構數是「有多少人在船上」,不是「買了多少」。

持有機構 · 季變化	333 -18
新進 / 出清 / 加碼 / 減碼	333 / 0 / 0 / 0
機構合計持股 · 佔流通股	54.3M · 29.0%
合計季末市值	797M

13F 只申報多頭部位(含可轉債與選擇權,選擇權這裡已排除),不申報放空,也不申報 1 億美元以下的機構。同一集團多個申報主體會各算一家。

放空餘額 FINRA 每月兩次(15 日與月底結算)· 最新 2026-08-31

空單佔流通股近 13 個月

FINRA 每月兩次結算的空單餘額佔流通股數的比例,近 13 個月。滑到柱子看股數與回補天數。

空單股數	8.7M
與上期比	-19.1%
佔流通股數	4.64%
日均成交量	1.8M
回補天數	4.9 天

結算日	空單股數	與上期比	佔流通股	日均量	回補天數
2026-08-31	8.7M	-19.1%	4.64%	1.8M	4.9
2026-08-14	10.7M	-2.4%	5.73%	1.8M	6.1
2026-07-31	11.0M	-4.8%	5.87%	1.5M	7.4
2026-07-15	11.6M	+0.2%	6.17%	1.4M	8.1
2026-06-30	11.5M	+0.4%	6.16%	1.3M	8.9
2026-06-15	11.5M	+2.9%	6.13%	1.4M	8.2
2026-05-29	11.2M	+5.0%	5.96%	1.8M	6.1
2026-05-15	10.6M	-13.8%	5.67%	2.1M	5.0
2026-04-30	12.3M	-0.2%	6.59%	1.6M	7.8
2026-04-15	12.4M	+1.5%	6.60%	2.0M	6.3
2026-03-31	12.2M	-6.1%	6.50%	2.2M	5.4
2026-03-13	13.0M	+9.0%	6.93%	3.5M	3.7
2026-02-27	11.9M	+46.7%	6.36%	5.0M	2.4
2026-02-13	8.1M	+52.4%	4.33%	3.7M	2.2
2026-01-30	5.3M	+1.9%	2.84%	1.1M	5.0
2026-01-15	5.2M	+5.2%	2.79%	1.0M	5.1
2025-12-31	5.0M	-0.6%	2.65%	978K	5.1
2025-12-15	5.0M	-8.0%	2.67%	1.3M	3.9
2025-11-28	5.4M	+11.3%	2.90%	1.3M	4.3
2025-11-14	4.9M	+11.1%	2.61%	1.3M	3.7
2025-10-31	4.4M	-0.3%	2.35%	1.1M	3.9
2025-10-15	4.4M	-4.7%	2.35%	1.6M	2.8
2025-09-30	4.6M	-5.3%	2.47%	953K	4.9
2025-09-15	4.9M	+2.4%	2.61%	820K	6.0
2025-08-29	4.8M	-9.2%	2.54%	843K	5.7
2025-08-15	5.2M	+4.5%	2.80%	1.3M	4.1