CSWC
CAPITAL SOUTHWEST CORP
+0.63 (+2.65%)24.23USD252K成交股數1.5B市值13.4本益比(近四季)142.5股價營收比–營收年增(近四季)2026-11-02下次財報
內部人交易 SEC Form 4 · 董事、高階主管與持股 10% 以上股東 · 交易後兩個營業日內申報
買賣點與股價近一年
● 公開市場買進 · ● 公開市場賣出 · 空心 = 10b5-1 預設計畫(事先排程,不代表當下看法)。近一年,只畫 P / S 兩種代碼。
統計
| 近 90 天 買進筆數 · 金額 · 人數 | 1 · 5K · 1 |
|---|---|
| 近 90 天 賣出筆數 · 金額 · 人數 | 0 · 0.00 · 0 |
| 其中 10b5-1 計畫賣出 | 0 筆 |
| 近 180 天 買進 · 賣出金額 | 147K · 109K |
| 近 180 天 淨額 | 38K |
公開市場買進(P)是內部人自掏腰包,通常比賣出更有資訊含量 —— 賣出的理由很多(繳稅、分散、買房),買進的理由只有一個。
10b5-1 是事先排定的交易計畫,執行時點不反映當下看法。獲配股票(A)、繳稅扣股(F)、選擇權執行(M)是薪酬流程,不是意見。
| 交易日 | 申報日 | 申報人 | 職稱 | 代碼 | 股數 | 價格 | 金額 | 交易後持股 | 原件 |
|---|---|---|---|---|---|---|---|---|---|
| 2026-08-10 | 08-12 | Thomas William R III | Director | A 獲配股票 | 2.0K | – | – | 20.7K | SEC |
| 2026-08-10 | 08-11 | FURST JACK D | Director | A 獲配股票 | 2.0K | – | – | 49.9K | SEC |
| 2026-08-10 | 08-11 | Brooks David R | Director | A 獲配股票 | 2.0K | – | – | 42.9K | SEC |
| 2026-08-10 | 08-11 | Rogers-Windsor Ramona Lynn | Director | A 獲配股票 | 2.0K | – | – | 25.1K | SEC |
| 2026-08-10 | 08-11 | BATTIST CHRISTINE | Director | A 獲配股票 | 2.0K | – | – | 16.1K | SEC |
| 2026-06-30 | 06-30 | Rogers-Windsor Ramona Lynn | Director | P 公開市場買進 | 211 | 23.70 | 5K | 23.1K | SEC |
| 2026-06-17 | 06-18 | BATTIST CHRISTINE | Director | P 公開市場買進 | 860 | 23.23 | 20K | 14.1K | SEC |
| 2026-06-10 | 06-10 | Sarner Michael Scott | President and CEO | F 繳稅扣股 | 11.7K | 23.54 | 276K | 588K | SEC |
| 2026-06-10 | 06-10 | Rehberger Chris | Chief Financial Officer | F 繳稅扣股 | 3.7K | 23.54 | 87K | 216K | SEC |
| 2026-06-10 | 06-10 | Weinstein Joshua S. | Senior Managing Director & CIO | F 繳稅扣股 | 9.6K | 23.54 | 226K | 381K | SEC |
| 2026-06-09 | 06-10 | Weinstein Joshua S. | Senior Managing Director & CIO | A 獲配股票 | 100K | – | – | 390K | SEC |
| 2026-06-09 | 06-10 | Sarner Michael Scott | President and CEO | A 獲配股票 | 140K | – | – | 599K | SEC |
| 2026-06-09 | 06-10 | Sarner Michael Scott | President and CEO | F 繳稅扣股 | 13.8K | 23.28 | 320K | 459K | SEC |
| 2026-06-09 | 06-10 | Rehberger Chris | Chief Financial Officer | A 獲配股票 | 75.0K | – | – | 220K | SEC |
| 2026-06-09 | 06-10 | Rehberger Chris | Chief Financial Officer | F 繳稅扣股 | 4.5K | 23.28 | 105K | 145K | SEC |
| 2026-06-09 | 06-10 | Weinstein Joshua S. | Senior Managing Director & CIO | F 繳稅扣股 | 11.3K | 23.28 | 264K | 290K | SEC |
| 2026-06-05 | 06-05 | Thomas William R III | Director | S 公開市場賣出 | 4.7K | 23.29 | 109K | 13.7K | SEC |
| 2026-06-05 | 06-05 | Thomas William R III | Director | P 公開市場買進 | 5.0K | 23.40 | 117K | 18.7K | SEC |
| 2026-06-01 | 06-01 | Rogers-Windsor Ramona Lynn | Director | P 公開市場買進 | 213 | 23.42 | 5K | 22.9K | SEC |
| 2026-02-27 | 03-02 | Sarner Michael Scott | President and CEO | P 公開市場買進 | 2.7K | 21.90 | 59K | 473K | SEC |
| 2026-02-09 | 02-09 | BATTIST CHRISTINE | Director | P 公開市場買進 | 600 | 23.16 | 14K | 13.2K | SEC |
| 2025-10-01 | 10-01 | Rogers-Windsor Ramona Lynn | Director | P 公開市場買進 | 463 | 21.55 | 10K | 21.6K | SEC |
| 2025-08-20 | 08-21 | BATTIST CHRISTINE | Director | P 公開市場買進 | 667 | 22.45 | 15K | 12.6K | SEC |
| 2025-08-12 | 08-14 | FURST JACK D | Director | A 獲配股票 | 2.2K | – | – | 47.9K | SEC |
| 2025-08-12 | 08-13 | BATTIST CHRISTINE | Director | A 獲配股票 | 2.2K | – | – | 11.9K | SEC |
| 2025-08-12 | 08-13 | Thomas William R III | Director | A 獲配股票 | 2.2K | – | – | 18.3K | SEC |
| 2025-08-12 | 08-13 | Brooks David R | Director | A 獲配股票 | 2.2K | – | – | 40.9K | SEC |
| 2025-08-12 | 08-13 | Rogers-Windsor Ramona Lynn | Director | A 獲配股票 | 2.2K | – | – | 20.8K | SEC |
| 2025-06-23 | 06-23 | Rogers-Windsor Ramona Lynn | Director | P 公開市場買進 | 471 | 21.19 | 10K | 18.1K | SEC |
| 2025-06-10 | 06-11 | Weinstein Joshua S. | Senior Managing Director & CIO | F 繳稅扣股 | 12.0K | 21.35 | 257K | 302K | SEC |
| 2025-06-10 | 06-10 | Sarner Michael Scott | President and CEO | F 繳稅扣股 | 15.3K | 21.35 | 327K | 470K | SEC |
| 2025-06-10 | 06-10 | Rehberger Chris | Chief Financial Officer | F 繳稅扣股 | 3.0K | 21.35 | 65K | 149K | SEC |
| 2025-06-09 | 06-11 | Weinstein Joshua S. | Senior Managing Director & CIO | A 獲配股票 | 65.0K | – | – | 314K | SEC |
| 2025-06-09 | 06-11 | Weinstein Joshua S. | Senior Managing Director & CIO | F 繳稅扣股 | 3.1K | 21.06 | 66K | 249K | SEC |
| 2025-06-09 | 06-10 | Rehberger Chris | Chief Financial Officer | F 繳稅扣股 | 1.1K | 21.06 | 24K | 107K | SEC |
| 2025-06-09 | 06-10 | Sarner Michael Scott | President and CEO | A 獲配股票 | 80.0K | – | – | 486K | SEC |
| 2025-06-09 | 06-10 | Sarner Michael Scott | President and CEO | F 繳稅扣股 | 3.6K | 21.06 | 77K | 406K | SEC |
| 2025-06-09 | 06-10 | Rehberger Chris | Chief Financial Officer | A 獲配股票 | 45.0K | – | – | 152K | SEC |
| 2025-05-27 | 05-28 | BATTIST CHRISTINE | Director | P 公開市場買進 | 476 | 20.87 | 10K | 9.8K | SEC |
| 2025-03-26 | 03-26 | Rogers-Windsor Ramona Lynn | Director | P 公開市場買進 | 450 | 22.52 | 10K | 17.2K | SEC |
| 2024-12-12 | 12-12 | Rogers-Windsor Ramona Lynn | Director | P 公開市場買進 | 250 | 22.67 | 6K | 16.4K | SEC |
| 2024-11-08 | 11-08 | BATTIST CHRISTINE | Director | P 公開市場買進 | 256 | 23.13 | 6K | 9.3K | SEC |
| 2024-11-07 | 11-07 | Rogers-Windsor Ramona Lynn | Director | P 公開市場買進 | 500 | 23.07 | 12K | 16.2K | SEC |
| 2024-09-16 | 09-16 | Rogers-Windsor Ramona Lynn | Director | P 公開市場買進 | 250 | 25.03 | 6K | 15.4K | SEC |
| 2024-08-09 | 08-13 | Rogers-Windsor Ramona Lynn | Director | A 獲配股票 | 2.1K | – | – | 15.1K | SEC |
| 2024-08-09 | 08-13 | Thomas William R III | Director | A 獲配股票 | 2.1K | – | – | 16.2K | SEC |
| 2024-08-09 | 08-12 | Brooks David R | Director | A 獲配股票 | 2.1K | – | – | 38.8K | SEC |
| 2024-08-09 | 08-12 | BATTIST CHRISTINE | Director | A 獲配股票 | 2.1K | – | – | 7.3K | SEC |
| 2024-08-09 | 08-12 | FURST JACK D | Director | A 獲配股票 | 2.1K | – | – | 45.8K | SEC |
| 2024-08-09 | 08-09 | BATTIST CHRISTINE | Director | P 公開市場買進 | 406 | 23.94 | 10K | 9.0K | SEC |
| 2024-06-28 | 06-28 | Rogers-Windsor Ramona Lynn | Director | P 公開市場買進 | 200 | 26.13 | 5K | 12.8K | SEC |
| 2024-06-21 | 06-24 | BATTIST CHRISTINE | Director | P 公開市場買進 | 197 | 24.96 | 5K | 8.6K | SEC |
| 2024-06-10 | 06-11 | DIEHL BOWEN S | President and CEO | F 繳稅扣股 | 17.3K | 26.13 | 452K | 209K | SEC |
| 2024-06-10 | 06-11 | DIEHL BOWEN S | President and CEO | A 獲配股票 | 95.0K | – | – | 304K | SEC |
| 2024-06-10 | 06-11 | Sarner Michael Scott | Chief Financial Officer | A 獲配股票 | 75.0K | – | – | 409K | SEC |
| 2024-06-10 | 06-11 | Sarner Michael Scott | Chief Financial Officer | F 繳稅扣股 | 13.6K | 26.13 | 356K | 334K | SEC |
| 2024-06-10 | 06-11 | Weinstein Joshua S. | Senior Managing Director | F 繳稅扣股 | 10.1K | 26.13 | 264K | 192K | SEC |
| 2024-06-10 | 06-11 | Weinstein Joshua S. | Senior Managing Director | A 獲配股票 | 60.0K | – | – | 252K | SEC |
| 2024-06-09 | 06-11 | DIEHL BOWEN S | President and CEO | F 繳稅扣股 | 8.4K | 26.13 | 220K | 226K | SEC |
| 2024-06-09 | 06-11 | Sarner Michael Scott | Chief Financial Officer | F 繳稅扣股 | 4.7K | 26.13 | 123K | 348K | SEC |
| 2024-06-09 | 06-11 | Weinstein Joshua S. | Senior Managing Director | F 繳稅扣股 | 3.6K | 26.13 | 93K | 202K | SEC |
| 2024-06-03 | 06-04 | Thomas William R III | Director | P 公開市場買進 | 9.4K | 25.87 | 243K | 14.1K | SEC |
| 2024-06-03 | 06-04 | Thomas William R III | Director | G 贈與 | 8.2K | – | – | 4.7K | SEC |
| 2024-05-29 | 05-30 | BATTIST CHRISTINE | Director | P 公開市場買進 | 192 | 25.25 | 5K | 8.4K | SEC |
| 2024-05-23 | 05-23 | Rogers-Windsor Ramona Lynn | Director | P 公開市場買進 | 500 | 25.65 | 13K | 12.6K | SEC |
| 2023-12-21 | 12-21 | Rogers-Windsor Ramona Lynn | Director | P 公開市場買進 | 500 | 23.29 | 12K | 11.7K | SEC |
| 2023-11-15 | 11-16 | Weinstein Joshua S. | Senior Managing Director | F 繳稅扣股 | 1.1K | 22.17 | 25K | 216K | SEC |
| 2023-11-15 | 11-16 | DIEHL BOWEN S | President and CEO | F 繳稅扣股 | 2.2K | 22.17 | 49K | 235K | SEC |
| 2023-11-15 | 11-16 | Sarner Michael Scott | Chief Financial Officer | F 繳稅扣股 | 1.9K | 22.17 | 41K | 353K | SEC |
| 2023-11-02 | 11-02 | Rogers-Windsor Ramona Lynn | Director | P 公開市場買進 | 500 | 21.67 | 11K | 11.2K | SEC |
| 2023-08-10 | 08-14 | Rogers-Windsor Ramona Lynn | Director | A 獲配股票 | 2.2K | – | – | 10.5K | SEC |
| 2023-08-10 | 08-14 | FURST JACK D | Director | A 獲配股票 | 2.2K | – | – | 43.7K | SEC |
| 2023-08-10 | 08-11 | Brooks David R | Director | A 獲配股票 | 2.2K | – | – | 36.7K | SEC |
| 2023-08-10 | 08-11 | Thomas William R III | Director | A 獲配股票 | 2.2K | – | – | 12.9K | SEC |
| 2023-08-10 | 08-11 | BATTIST CHRISTINE | Director | A 獲配股票 | 2.2K | – | – | 5.2K | SEC |
| 2023-06-10 | 06-13 | DIEHL BOWEN S | President and CEO | F 繳稅扣股 | 17.3K | 19.86 | 343K | 237K | SEC |
| 2023-06-10 | 06-13 | Sarner Michael Scott | Chief Financial Officer | F 繳稅扣股 | 12.5K | 19.86 | 249K | 355K | SEC |
| 2023-06-10 | 06-13 | Weinstein Joshua S. | Senior Managing Director | F 繳稅扣股 | 8.1K | 19.86 | 161K | 217K | SEC |
| 2023-06-09 | 06-13 | DIEHL BOWEN S | President and CEO | A 獲配股票 | 85.6K | – | – | 254K | SEC |
| 2023-06-09 | 06-13 | Sarner Michael Scott | Chief Financial Officer | A 獲配股票 | 59.9K | – | – | 367K | SEC |
機構持股(13F) 管理規模 1 億美元以上的機構,每季末後 45 天內申報 · 最新 2026-06-30
前 25 大持有機構季末市值 · 與前一季股數比較
| 機構 | 持股 | 季末市值 | 股數季變化 | 動作 |
|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 1.5M | 36.3M | 新進 | 新進 |
| UBS Group AG | 1.2M | 29.0M | 新進 | 新進 |
| Two Sigma TWO SIGMA INVESTMENTS, LP | 1.2M | 28.1M | 新進 | 新進 |
| Sound Income Strategies, LLC | 934K | 22.2M | 新進 | 新進 |
| SANDERS MORRIS HARRIS LLC | 760K | 18.1M | 新進 | 新進 |
| Empowered Funds, LLC | 526K | 12.5M | 新進 | 新進 |
| Empirical Finance, LLC | 526K | 12.5M | 新進 | 新進 |
| Legal & General Group Plc | 500K | 11.9M | 新進 | 新進 |
| Cetera Investment Advisers | 491K | 11.7M | 新進 | 新進 |
| Muzinich & Co., Inc. | 436K | 10.4M | 新進 | 新進 |
| ENVESTNET ASSET MANAGEMENT INC | 418K | 9.9M | 新進 | 新進 |
| LPL Financial LLC | 403K | 9.6M | 新進 | 新進 |
| FRANKLIN RESOURCES INC | 380K | 9.0M | 新進 | 新進 |
| Melia Wealth LLC | 378K | 9.0M | 新進 | 新進 |
| Columbus Macro, LLC | 375K | 8.9M | 新進 | 新進 |
| TECTONIC ADVISORS LLC | 355K | 8.4M | 新進 | 新進 |
| BlackRock, Inc. | 300K | 7.1M | 新進 | 新進 |
| EPIQ PARTNERS, LLC | 294K | 7.0M | 新進 | 新進 |
| Sumitomo Mitsui Trust Group, Inc. | 292K | 6.9M | 新進 | 新進 |
| RAYMOND JAMES FINANCIAL INC | 270K | 6.4M | 新進 | 新進 |
| Union Bancaire Privee, UBP SA | 1.7K | 6.3M | 新進 | 新進 |
| Womack Financial LLC | 231K | 5.5M | 新進 | 新進 |
| MORGAN STANLEY | 216K | 5.1M | 新進 | 新進 |
| Beacon Pointe Advisors, LLC | 198K | 4.7M | 新進 | 新進 |
| FIRST MANHATTAN CO. LLC. | 168K | 4.0M | 新進 | 新進 |
持有機構數近 12 季
每季 13F 申報中持有本股的機構家數;綠柱 = 比上季少。機構數是「有多少人在船上」,不是「買了多少」。
| 持有機構 · 季變化 | 190 +22 |
|---|---|
| 新進 / 出清 / 加碼 / 減碼 | 190 / 0 / 0 / 0 |
| 機構合計持股 · 佔流通股 | 17.4M · 27.3% |
| 合計季末市值 | 409M |
13F 只申報多頭部位(含可轉債與選擇權,選擇權這裡已排除),不申報放空,也不申報 1 億美元以下的機構。同一集團多個申報主體會各算一家。
放空餘額 FINRA 每月兩次(15 日與月底結算)· 最新 2026-08-31
空單佔流通股近 13 個月
FINRA 每月兩次結算的空單餘額佔流通股數的比例,近 13 個月。滑到柱子看股數與回補天數。
最新一期
| 空單股數 | 4.1M |
|---|---|
| 與上期比 | -16.1% |
| 佔流通股數 | 6.41% |
| 日均成交量 | 500K |
| 回補天數 | 8.2 天 |
空單佔比 10% 以上算高、20% 以上算很高(這是通行的說法,不是本站的判斷)。回補天數 = 空單 ÷ 日均量,天數愈長,空方要出場時愈容易推升股價。
放空餘額是「有人借股票賣掉還沒還」的存量,不代表看空的人正在加碼;避險基金做多空配對時也會產生空單。
| 結算日 | 空單股數 | 與上期比 | 佔流通股 | 日均量 | 回補天數 |
|---|---|---|---|---|---|
| 2026-08-31 | 4.1M | -16.1% | 6.41% | 500K | 8.2 |
| 2026-08-14 | 4.9M | +3.6% | 7.63% | 725K | 6.7 |
| 2026-07-31 | 4.7M | -10.3% | 7.37% | 670K | 7.0 |
| 2026-07-15 | 5.2M | +6.5% | 8.21% | 585K | 8.9 |
| 2026-06-30 | 4.9M | +22.1% | 7.71% | 773K | 6.4 |
| 2026-06-15 | 4.0M | -4.1% | 6.31% | 619K | 6.5 |
| 2026-05-29 | 4.2M | -3.8% | 6.58% | 600K | 7.0 |
| 2026-05-15 | 4.4M | -12.3% | 6.84% | 706K | 6.2 |
| 2026-04-30 | 5.0M | +2.6% | 7.80% | 668K | 7.4 |
| 2026-04-15 | 4.8M | +11.0% | 7.60% | 663K | 7.3 |
| 2026-03-31 | 4.4M | +3.1% | 6.85% | 635K | 6.9 |
| 2026-03-13 | 4.2M | +6.4% | 6.64% | 672K | 6.3 |
| 2026-02-27 | 4.0M | +12.9% | 6.24% | 574K | 6.9 |
| 2026-02-13 | 3.5M | +1.4% | 5.53% | 658K | 5.4 |
| 2026-01-30 | 3.5M | +13.8% | 5.45% | 664K | 5.2 |
| 2026-01-15 | 3.1M | +0.8% | 4.79% | 635K | 4.8 |
| 2025-12-31 | 3.0M | -0.9% | 4.75% | 454K | 6.7 |
| 2025-12-15 | 3.1M | -1.6% | 4.80% | 558K | 5.5 |
| 2025-11-28 | 3.1M | -1.9% | 4.88% | 591K | 5.3 |
| 2025-11-14 | 3.2M | +10.0% | 4.97% | 728K | 4.4 |
| 2025-10-31 | 2.9M | -5.5% | 4.52% | 519K | 5.6 |
| 2025-10-15 | 3.0M | +7.7% | 4.78% | 775K | 3.9 |
| 2025-09-30 | 2.8M | -1.9% | 4.44% | 594K | 4.8 |
| 2025-09-15 | 2.9M | +2.2% | 4.53% | 516K | 5.6 |
| 2025-08-29 | 2.8M | -1.9% | 4.43% | 512K | 5.5 |
| 2025-08-15 | 2.9M | +5.3% | 4.52% | 679K | 4.2 |